Robo Advice
Aufsichtsrechtliche Qualifikation und Analyse der Verhaltens- und Organisationspflichten bei der digitalen Anlageberatung und Vermögensverwaltung
Nomos, 1. Edition 2019, 317 Pages
The product is part of the series
Schriften des Augsburg Center for Global Economic Law and Regulation – Arbeiten zum Internationalen Wirtschaftsrecht und zur Wirtschaftsregulierung
Description
With increasing digitalisation, a growing number of institutions are offering financial services online. This book discusses the legal obligations when investment advice or portfolio management services are provided through an automated system, so-called ‘robo advice’. In the first chapter, different types of robo advice are categorised and described. The second chapter focuses on the regulatory classification and the authorisation requirements of such a service. In the third chapter, statutory provisions for robo advice, particularly duties of conduct and organisational obligations, are analysed. Where legal requirements fail to address the specific characteristics of this digital service, the last chapter develops regulatory proposals de lege ferenda.
Bibliographical data
| Edition | 1 |
|---|---|
| ISBN | 978-3-8487-5752-7 |
| Subtitle | Aufsichtsrechtliche Qualifikation und Analyse der Verhaltens- und Organisationspflichten bei der digitalen Anlageberatung und Vermögensverwaltung |
| Publication Date | Apr 4, 2019 |
| Year of Publication | 2019 |
| Publisher | Nomos |
| Format | Softcover |
| Language | deutsch |
| Pages | 317 |
| Medium | Book |
| Product Type | Scientific literature |
Product safety information
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